A new COO/CCO playbook for financial regulation in 2021
Financial markets and the activities that drive them are growing increasingly complex. Both the volume and velocity of data continues to increase, while jurisdictions around the world enact strict data protection and trade reporting requirements.
While data must remain secure and compliant, it must also travel at breakneck speed through a constellation of global financial institutions, intermediaries and data repositories.
As a result, many organizations are allocating more resources to operations and compliance. But how are those resources best deployed? Here are some key questions and decision points facing Chief Operating Officers and Chief Compliance Officers.